Books : Managing Worker Safety and Health : Establishing the Right Medical Program for Your Worksite:The Occupational Health Delivery System

ESTABLISHING THE RIGHT MEDICAL PROGRAM FOR YOUR WORKSITE:
THE OCCUPATIONAL HEALTH DELIVERY SYSTEM

INTRODUCTION

Are you remembering the "health" in your occupational safety and health program? The Occupational Safety and Health Act of 1970 aims "to assure so far as possible every working man and woman in the Nation safe and healthful working conditions . . ." Toward this end, OSHA's Safety and Health Program Management Guidelines strongly urge the identification and control of health hazards and the implementation of a medical program.

A medical program is another name for the systems that employers put in place to ensure occupational health expertise within the overall safety and health program. Having a medical program does not necessarily mean that you must go out and hire a doctor to work at your company. There are many ways for you to find and use occupational health expertise. This chapter will help you decide what will work best for your business.

We call the medical program the occupational health delivery system, or OHDS. This term will help you remember that a comprehensive program is more than an after-the-fact response to work-related injuries and illnesses. It also includes the activities that uncover the safety and health hazards in your business and that help you formulate a plan for prevention or control. It is a management system in the same way that the actions you take to promote safety are a management system.

You may find it more difficult to establish the goals and objectives for your OHDS than for the other parts of your safety and health program. The harm it prevents may not appear obvious at first. For example, an employee who is experiencing hand pain and who gradually is developing a cumulative trauma disorder (CTD) may seem to have a less serious problem than the employee who has a severe cut or broken bone from an accident. But our experience is that work-related health problems are no less serious in terms of loss and human suffering than the more obvious injuries.

An effective OHDS will help reduce all types of safety and health hazards and the resulting injuries and illnesses. The positive results from such a program will be measurable by a decrease in lost workdays and workers' compensation costs. You also can expect this program to help increase worker productivity and morale.

WHO SHOULD MANAGE THE OHDS?

You will find that the OHDS works best when managed by occupational health professionals (OHPs). A physician or a registered nurse with specialized training, experience and knowledge in occupational health which will work with you but not necessarily as your employee. This arrangement works best because safety professionals, industrial hygienists, occupational medicine physicians and occupational health nurses all have their own areas of specialized knowledge. You cannot expect to get all the information and service your safety and health program needs from only one type of specialist. If you tried, you might overlook or mis-identify a dangerous hazard in your business.

Appendix 10-3 contains a description of the different ways that physicians and registered nurses receive specialty training in occupational medicine and health and the different services that they can provide you. Chapter 12 contains information about some of the services you can get from safety professionals and industrial hygienists.

WHAT SERVICES DO YOU NEED FROM YOUR OHDS?

There is no such thing as a standard OHDS. There is no substitute for examining the special characteristics of your business and developing an OHDS that is right for you. These special characteristics include:

  • The actual processes in which your employees are engaged;
  • The type of materials handled by your employees;
  • The type of facilities where your employees are working;
  • The number of employees at each site under consideration;
  • The characteristics of your work force, such as age, gender, ethnic group and educational level; and
  • The location of each operation and its distance from health care facilities.
As you look at the characteristics of your employees and workplace, you should be asking yourself questions such as:
  • Are there hazards in the process, materials or facilities that make it likely that employees will get sick, hurt or will suffer abnormal health effects from their work?
  • Are there so few employees that onsite occupational health resources are less practical than off-site contract services? Are there so many employees that time and money will be saved by installing onsite resources?
  • Are there special characteristics of the workers that make them more vulnerable to illness or injury or less likely to understand the safety and health hazards of the worksite?
You should be aware that under the Americans with Disabilities Act (ADA) employers may require employees to submit to medical examination only when justified by business necessity. It is our judgment that a health and safety concern qualifies as a business necessity. The results of any medical examination are subject to certain disclosure and record retention requirements (see Part 1910.120 of Title 29 of the Code of Federal Regulations), but also are subject to confidentiality requirements of the ADA. The ADA's employment-related provisions are enforced primarily by the U.S. Equal Employment Opportunity Commission.
  • Is there anything about the workplace that makes it important to have occupational health assistance closer or more rapidly obtainable?
Answering these questions will put you in a better position to decide which OHDS services you need. The services are listed below. Appendix 10-1 includes some examples of how different companies of varied sizes tailor their OHDS activities.

THE RANGE OF OHDS FUNCTIONS

There are three basic types of OHDS activities:

1. Prevention of hazards that cause illnesses and injuries,

2. Early recognition and treatment of work-related illness and injury, and

3. Limiting the severity of work-related illnesses and injury.

Preventing Hazards

  • Make sure that your safety and health policy shows that you are as concerned about your employees' health as their safety. (See Chapter 2.)
  • Make sure that qualified OHPs help you identify the hazards and potential hazards of your workplace. (See Chapter 7.)

Use OHPs in the development and presentation of health training and other preventive activities, including the various measures required by OSHA's Bloodborne Pathogens standard. (See Chapter 11 and OSHA Publication 2254, "Training Requirements in OSHA Standards and Training Guidelines").

Remember that it is your responsibility to determine if you have employees who fall within the scope of the Bloodborne Pathogens standard and to make arrangements for compliance for these employees. Staff nurses, physicians and emergency response personnel are covered by the standard, even where no other employees appear at risk of occupational exposure to infectious diseases. (For more information on this standard, see OSHA Publication 3127, "Occupational Exposure to Bloodborne Pathogens.")

  • Provide professional occupational health expertise as a resource to your safety and health committee. (See Chapter 4.)
  • Be sure to include your OHDS in your annual self-evaluation. (See Chapter 12.)
Early Recognition and Treatment
  • Use OHPs to help you decide, on the basis of existing or potential hazards at your workplace, when you may need to conduct baseline and periodic testing of your employees and new hires for evidence of exposure. This is called "health surveillance" and is required by some OSHA standards for specific types of exposures.
  • Use OHPs to do the testing needed for health surveillance.
  • Make sure records are kept of employee visits to first aid stations, nurse's office, contract clinic or hospital. Have an OHP review the symptoms reported and the diagnoses to see if there appear to be patterns that indicate an occupational health problem.
  • Provide first aid and CPR assistance through properly trained employees on every shift. Make sure that these employees keep up their certifications and that they receive adequate training in the hazards specific to the worksite. The Occupational Exposure to Bloodborne Pathogens standard (Part 1910.1030) outlines specific training requirements for employees expected to render first aid at work. It is essential that employees understand the hazards from bloodborne communicable diseases and how to protect themselves.
  • Make sure that the OHPs whom you use have current credentials, have had recent occupational health continuing education, and understand the hazards of your worksite. These standards will help ensure their ability to recognize early symptoms of occupational health problems and begin prompt and appropriate treatment to prevent disability.
  • Make sure that standardized procedures -- called "protocols" in the medical community -- are used throughout your occupational health delivery system, particularly if you are using more than one contractor for health services. (For more information, see Appendix 10-5).
  • Have one of the OHPs keep your employee injury and illness records, whenever feasible. Make sure your recordkeeping system effectively ensures the confidentiality of individual employee medical records.
Limiting Severity
  • Coordinate the emergency response of all responsible individuals or departments at your worksite and of all emergency organizations off the worksite, such as the fire department, any contractual organization or a nearby community hospital. Everyone needs to know exactly what to do and what to expect from others. (See Chapter 8 and OSHA Publication 3088 (revised 1991), "How to Prepare for Workplace Emergencies.")
  • Maintain contact through your OHP (whether you are an employee or provided by contract) with any employee who is off work due to an occupational illness or injury.
  • Keep in touch with the practitioner providing treatment and care to ensure that the treatment is appropriate and that the employee is responding as expected.
  • Use your registered nurse or physician to help advise an employee who is off work for an extended period about workers' compensation rights and benefits and ongoing care.
  • Use these OHPs to provide evaluation aimed at determining whether an employee can resume full duty after injury or illness or whether work duties need to be modified.
  • Consult your physician or registered nurse for help with the development of a modified duty position to ensure that the employee can perform the work and benefit from feeling productive again.
  • Develop and deliver health care in accordance with Federal and state regulations, for example, OSHA standards, workers' compensation laws and public health regulations.
SUMMARY

Your business' medical program, what we call its occupational health delivery system, is an important part of your safety and health program. It can deliver service aimed at preventing hazards that can cause illness and injury, rapidly recognizing and treating illness and injury, and limiting their severity.

To determine which of these services are appropriate, you need to consider your business' special characteristics. These include the type of processes and materials your employees work with and the resulting or potential hazards. Other things to consider are the type of facilities in which employees work, the number of workers at each site and the characteristics of this work force such as age, gender, cultural background and educational level. The location of each operation and its nearness to a health care facility also are important.

Whether you hire or contract with an occupational health professional, make sure this person has specialized training, experience and up-to-date credentials. Then use that professional to help you develop and deliver the services you have chosen.
 

APPENDIX 10-1

EXAMPLES OF OCCUPATIONAL HEALTH DELIVERY SYSTEMS

Here are three examples of OHDSs at large, medium and small workplaces. The first is a manufacturing firm with about 1,800 employees divided between two locations. The second is a meatpacking company employing about 500. The last example is a small, independent janitorial service with 35 employees. These examples show that each company's service needs are individual and that their methods for providing the services are best provided by people whom you hire as your own employees; in other situations, it may be better to contract for these services. In our examples, notice that sometimes employers use community agencies to supply services. Using community agencies may save you money.

 

BACKGROUND INFORMATION ON THE SAMPLE COMPANIES

Company One. One thousand of the workers employed by the larger manufacturing company are at one site, where the components of their major product are manufactured. A second site, five miles away, has 500 employees and includes a line where the components are assembled. Also in that building are the facility's maintenance department and a garage where the company trucks other vehicles are parked and serviced. At that same site, but in a different building, are the executive offices that house all the administrative divisions, such as accounting, human resources, marketing and a small showroom.

The manufacturing site is 17 miles from the nearest medical facility. The light assembly and administrative site is 12 miles from the nearest medical facility. The company runs two shifts, each eight hours. These are a day shift and an evening shift. There are two security personnel working alone from midnight to 7 a.m.

Company One employs a safety professional to head its safety department and an occupational health nurse practitioner to head its OHDS. Both departments have other professional and non-professional staff to support the department heads. The safety department and OHDS both have offices at the manufacturing site.

Company Two. Company Two, the meatpacking company that employs 500 workers, has 460 people working in the slaughter department and the department where carcasses are dismantled. These divisions operate on a day shift of 10 hours. In addition, there are 20 people who perform plant sanitation and maintenance functions on an overlapping evening shift. There also are 20 employees in supervisory positions and in administrative positions such as personnel, payroll, and safety and health.
 

The plant is seven miles from the nearest health care facility. The company employs a full-time occupational health nurse (registered nurse) and a full-time safety director.

Company Three. Company Three, the small, independent janitorial agency, provides cleaning and light maintenance services for commercial buildings. There are 35 employees: the owner-manager, three clerical support personnel, an evening supervisor, and 30 service personnel - 20 men and 10 women. The service personnel report to a central office from which they are dispatched in teams of two or three in company vans. The service personnel all work on evening shift from 5 p.m. to 1:30 a.m. Two of the clerical employees work a day shift, 9 a.m. to 5:30 p.m. One clerical employee works a shift that spans the day and evening shifts. The supervisor works the same evening shift as the service personnel.

No safety, industrial hygiene or occupational health professionals are employed by this company.

In the sections below you will find major portions of an OHDS and descriptions of our three sample workplaces' handling of these tasks.

 

HAZARD ANALYSIS

Company One. The basic work of providing a comprehensive assessment of hazards (see Chapter 7) was done by a committee composed of the safety director of manufacturing, the supervisor of maintenance and two line employees, one from day shift and one from evening shift. In addition, a consultation was requested from the liability insurance company's loss control division. The consultation was conducted by an industrial hygienist who confirmed the need to monitor for noise in the manufacturing area. She also helped the occupational health nurse practitioner and the human resources director write job descriptions for the major employee classifications. The descriptions emphasized important safety and health considerations such as the amount of weight lifted and the chemicals handled.

A second consultation was obtained from the department of occupational medicine at the nearby university. The occupational medicine physician suggested a design for an optional health surveillance program for cumulative trauma disorders (CTDs) in the shoulders, arms and hands of the employees in light assembly. The program is designed to use personnel and other resources already available at the company.

Company Two. The meatpacking company's safety and health committee consisted of the safety director, the occupational health nurse, a supervisor and four hourly employees, one each from the slaughter, fabrication, sanitation and maintenance departments. This group's hazard assessment included basic safety and industrial hygiene evaluations as well as a complete ergonomic review following the "OSHA Ergonomic Program Management Guidelines For Meatpacking Plants." Their assessment included a check for potential exposures to communicable diseases from the slaughtered animals. The committee developed a list of questions about safety and health conditions and potential hazards in the plant. To answer these questions the committee performed a series of walk-throughs and employee interviews.

In addition, the safety director and the occupational health nurse analyzed the actual jobs being performed by line employees for potential ergonomic problems. OSHA's ergonomic guidelines helped them identify those positions that involve the specific activities associated with the development of CTDs. Furthermore, they reviewed all of the material safety data sheets (MSDSs) for all the chemicals used for cooling and sanitation at the plant.

Company Three. At company three the owner-manager of the janitorial service was aware, from reading the newspaper, that OSHA was enforcing protective measures for workers exposed to ergonomic hazards. She contacted the OSHA-funded, state-run consultation service and received information about the criteria that were being used for enforcement. This information guided her in organizing a management system that would meet the enforcement requirements. At the owner's request, consultation personnel examined this system and other aspects of the company's safety and health program, including the hazards to which employees were exposed. They helped develop protection against the hazards found and recommended a CTD training program with an emphasis on back injuries. They also recommended a driver safety program.

 

EMPLOYEE TRAINING

Company One. The safety director and the occupational health nurse practitioner designed training programs to be delivered during employee orientation. The programs inform the employees about the company's safety and health policies and program and alert them to the specific hazards in their jobs and what they need to do to protect themselves. The training is conducted by safety department and OHDS staff members who have been prepared by taking special train-the-trainer courses. Employees are invited to contact the safety director, the occupational health nurse practitioner or their supervisors if they have further questions. The training includes a short test at the end to demonstrate that the employees understand their specific risks and how to protect themselves. There is a regular schedule for follow-up training.

Because the plants of Company One are more than 10 minutes away from the nearest medical facility, the decision was made to establish emergency response teams in both locations and on both shifts. The teams are set up on a volunteer basis and consist of five employees per shift per location plus all the security personnel. The company contracts with the American Red Cross to provide training and refresher classes in first aid and cardiopulmonary resuscitation (CPR) at the workplace.

Because the emergency response team members in the course of their duties could be exposed to infectious diseases such as hepatitis B and AIDS, they are covered by OSHA's Bloodborne Pathogens standards. Consequently, in addition to the training required by the standards, they also have been offered the hepatitis B vaccine, personal protective equipment to protect them against exposure has been selected and distributed to them by the occupational health nurse practitioner.

Company Two. Management decided to conduct the employee training program using their own company personnel. The safety director designed the training program to address hazards such as fire, walking surfaces, cuts, elevations and ammonia leaks. The occupational health nurse designed training that promotes hygienic practices to reduce the possibility of exposure to biologic hazards such as brucellosis, anthrax and Q fever associated with animal handling. In many respects the activities performed by the workers to protect the meat from contamination, as required by the U.S. Department of Agriculture, also protect them. Where this is not the case, the program is designed to emphasize what employees need to know and do to protect themselves. The nurse also developed material that informs the employees about the early signs and symptoms of CTDs and ways to help prevent them.

The occupational health nurse and the safety director at the meat packing company together instruct the employees about the chemical and temperature hazards associated with the industry. Additional classes are held for the clerical, sanitation and maintenance workers. Supervisors also are trained to recognize the early symptoms of ergonomic problems so they can encourage workers to report these problems as readily as other injuries or illnesses.

Five volunteers from each plant area or unit and all the supervisors from each shift make up the company's emergency response team. A commitment of one year is expected of members of the team. These employees are covered by OSHA's Bloodborne Pathogens standards. They all were given first aid training that include instruction and practice in how to protect themselves from exposure to bloodborne pathogens such as the hepatitis B and AIDS viruses. Retraining occurs for all team members at the anniversary date, when new members are added.

Company Three. At company three the state OSHA consultation office suggested contracting with a nearby occupational health clinic, already providing work-related employee health services, to conduct training in the prevention of CTDs with an emphasis on back safety. In addition, the employees are informed about the contents of the cleaning solutions they are using along with proper mixing techniques and the use of gloves and protective eye glasses. The MSDSs, which list toxic ingredients, are explained, and employees are told where these documents are kept.

The initial class was provided at the janitorial service company's central office. Since then new employees are instructed at the clinic as part of their pre-placement physical examination and orientation. Finally, the owner received booklets promoting safe defensive driving and the use of seat belts from the Automotive Occupant Restraint Council. These booklets were distributed to all current employees and are included in the orientation materials for all new employees. The employer plans to develop and distribute to all employees a brief self-test based on the booklet.

The employer encourages the service personnel to take a beginning first aid course offered through a local municipal adult education program by granting paid time for the class. The evening supervisor was required to take the beginning and advanced first aid course. Each van is supplied with a first aid kit, as is the office. The service employees are instructed to report all injuries and illnesses to the supervisor at the end of their shift or sooner by phone if they think that the problem requires the employee to go to a nearby emergency room or contract occupational health clinic.

 

HEALTH SURVEILLANCE

Company One. Machines in two departments were extremely noisy. The safety director designed, and the maintenance department constructed, double layered sheet rock walls with sound reducing baffles between them around the two machines. Then the company contracted with an industrial hygienist to perform an environmental sound survey. This survey showed that, even after construction of the sound baffles, the noise level in one of the departments was still too high. The company also contracted with a nearby audiologist to perform baseline pure tone hearing tests on all current employees. New employees for the department designated as too noisy are tested as part of their orientation. The required annual audiometric testing is done by this same audiologist. The occupational health nurse practitioner conducts the education program about hearing conservation. She also did the research necessary in order to purchase the best hearing protectors for the employees.

Company Two. They consulted with the occupational medicine physician to develop a CTD surveillance program. As one result, the physician made the portion of the pre-placement physical examination that dealt with the upper extremities and the back more detailed for the workers in the slaughter department and the division where carcasses are dismantled. At the six-month and one-year anniversary dates randomly selected employees are invited back to be reexamined. Examination results that indicate early development of CTD are reported to the employees, and management is informed about which positions need further evaluation. However, no personal information that identifies particular employees is released to management.

Company Three. Company Three had no need of health surveillance.

 

ANALYSIS OF EMPLOYEE USE OF THE OHDS.

Company One. A clerk in the OHDS office is assigned to enter information about each employee visit onto a spread sheet that includes the date, the time of day, the employee's department, the employee's complaint and the treatment rendered. Totals from the graph are examined by the occupational health nurse practitioner every month. Any unusual clusters of complaints are investigated by the safety committee.

Company Two. At company two the occupational health nurse maintains a spread sheet of all employee visits to the health office. She combines this information with that received from the contract occupational medicine physician to form a report that is presented to the safety and health committee each month. This report and the accident reports become the basis for special safety and health emphasis programs within the company.

Company Three. For company three the contract occupational health clinic sends a monthly statement to the employer that summarizes all bills that have been submitted to the company's workers' compensation insurance carrier. This summary includes both diagnostic and treatment information. The employer analyzes this information for trends in injuries and illnesses as one way of determining if employees are being exposed to identified hazards, if hazards exist that have not been identified or if employees need more training about hazards.

 

ESTABLISHING STANDARD PROCEDURES

Company One. The occupational health nurse wrote procedures for the "first aiders" to use when administering first aid, CPR and emergency transfer of ill or injured workers. She also wrote procedures that describe the standardized assessment and onsite treatment that she uses for employee illnesses or injuries and for all health surveillance programs.

Company Two. At company two the occupational health nurse and the contract occupational medicine physician worked together to write procedures for all the treatment given in the OHDS office, including the dispensing of over-the-counter medications. They also wrote procedures for hygienic practices for the employees exposed to biologic hazards. These procedures were intended to ensure that employees do not consume food, beverages and tobacco products with contaminated hands, and that they do not accidentally contaminate their street clothes or shoes before leaving the plant. The safety director and the occupational health nurse developed procedures for ensuring that the employees of contractors performing pest eradication operations do not accidentally expose employees to pesticides. Finally, this same team developed procedures that included proper work techniques and frequent knife sharpening to prevent ergonomic problems.

Company Three. For company three the state OSHA consultation staff worked with the owner to develop standardized procedures for first aid and emergency situations. They also wrote specific procedures for mixing and using all the cleaning solutions using the buddy system for lifting heavy objects and rotating tasks involving lengthy repetitive motions such as vacuuming. Discussion of the procedures is included in the new employee orientation.

 

EARLY RECOGNITION AND TREATMENT

Company One. The occupational health nurse practitioner who heads this department has graduate level training in assessment and management of occupational illnesses and injuries. She is licensed to treat many of the employees' occupational injuries and illnesses using previously approved standard procedures. A referral relationship has been established by contract with a local hospital that has an emergency room and an occupational medicine clinic. Employees with illnesses or injuries that are assessed by the nurse practitioner which are too severe to be treated onsite are transferred to the emergency room. Those employees who are receiving treatment by the nurse practitioner and do not respond as expected are referred to the occupational medicine clinic. In this way, a majority of the company's work-related injuries and illnesses are treated within the OHDS.

Company Two. Company two has a policy that encourages employees to promptly report symptoms of illness and injuries to the occupational health nurse. The nurse treats minor illnesses and injuries in the plant health office using dressings, ice and over-the-counter medications. She refers more sever problems to the contract physician. This nurse has taken a continuing education course in the recognition and conservative treatment of CTDs and is able to implement early treatment and referral. She also is able to review preventive measures with the employees at each visit.

Company Three. At company three the contract clinic's medical director has completed a mini-residency in occupational medicine and has ample knowledge of the risks to which this company's workers could be exposed.

 

MEDICAL CASE MANAGEMENT

Company One. The occupational health nurse practitioner works with the personnel manager to develop a case management system for all employees who are off work with illnesses or injuries lasting more than five days. The system consists of a method for prompt treatment authorization, a referral list for second opinions, assistance in filling out insurance forms, communication with the insurance carrier to ensure timely benefit payments, and ongoing contact with the employee and the family.

Company Two. At company two the occupational health nurse and the contract occupational medicine physician maintain close communication about all employees with work-related injuries and illnesses that are not responding to treatment as expected. The occupational health nurse ensures that specialist referrals occur promptly. The nurse practitioner also works closely with the supervisors, proposes modified duty positions and clears these work proposals with the treating physician. This facilitates employees' returning to work as soon as possible.

Company Three. At company three the owner functions as the human resources director as well as the manager. As such, she is in close contact with any employee who experiences lost worktime related to industrial injury or illness. She does not, however, have access to her employees' individual medical records, which are maintained confidentially at the contract occupational health clinic. She considers this adequate case management. Her workers' compensation insurance carrier assists her by providing information about helping injured and ill workers return to work quickly. The suggestions have prompted her to increase the frequency with which she makes telephone contact with these employees.

 

COORDINATION FOR EMERGENCY SERVICES

Company One. The safety director, the occupational health nurse practitioner and the head of the security department worked together to develop a system whereby all employees in each department know their exact responsibilities in the event of an emergency. They also discussed their plan with the local fire department that will be responding to emergency calls.

Company Two. At company two the occupational health nurse practitioner and the safety director head the team and respond to each emergency. The plant receptionist is responsible for contacting outside emergency organizations and is included in the emergency response team meetings.

Company Three. At company three because employees move from one workplace to another instead of having a fixed worksite, no special arrangements were made with emergency organizations. The company, however, did make its own emergency preparations (discussed under "Employee Training.")

 

RECORDKEEPING

Company One. The OSHA 200 Log, the MSDSs and the results from the noise surveillance are maintained in the OHDS office, where the occupational health nurse practitioner can answer employee questions. All employee visits to the OHDS office are documented in the individual employee medical record.

Company Two. At company two the OSHA 200 Log, the MSDSs and the results from the CTD surveillance are kept in the OHDS office, where the occupational health nurse can answer employee questions. All employee visits to the OHDS office are documented in the individual employee medical record.

Company Three. At company three the OSHA 200 Log and the MSDSs are maintained by the owner and are available for the employees to see upon request. Individual employee medical records are kept at the contract occupational health clinic and remain confidential.

For more detailed information about recordkeeping, see Appendix 10-2.

SUMMARY

The examples demonstrate how three different employers provide OHDS services using a combination of in-house resources, sub-contractors and government agencies. Some of the sub-contractors bring their services to the premises, while in other situations the employees travel to the contractor. In each case the employer has selected services based on the special characteristics of the business process, the potential exposures within that process, the business location and the employee population.

Each OHDS includes activities aimed at the prevention of exposures, the early recognition and treatment of work-related illnesses and injuries, and a reduction in the severity of and potential for disability from work-related illness and injury.
 

APPENDIX 10-2

RECORDKEEPING

OSHA requires that certain records be kept. Employee visits to the health office or to an off-site clinic or health care professional's office will generate additional records. Maintaining your records using the resources of your OHDS is a good idea. The occupational health professionals connected with your OHDS have the training to answer your employees' questions about these records and to decide whether their complaints are work-related.

What follows is a description of the health-related records that you should have in your business. It is meant to give you enough information to decide if you want to manage these records within your OHDS. You need to consult the standards or the other references for more details. The Code of Federal Regulations (CFR) numbers or publication titles have been included for your convenience. For further assistance, contact the OSHA-funded, state-operated consultation service.

OSHA-200 LOG

OSHA requires that you keep track of all the work-related injuries and illnesses that occur at your worksites. OSHA Form 200, often called the OSHA-200 Log, is used for this purpose. Another form, the "Supplementary Record of Occupational Injuries and Illnesses" (OSHA Form 101), or its equivalent, also must be kept. Employers often use the "First Report of Injury," required by the workers' compensation system, as this supplementary record.

THE OSHA RECORDKEEPING STANDARD, 29 CFR 1904

This standard also tells how long you must keep the records and how you are to inform your employees about the injuries and illnesses occurring in your company. For more information, see this standard and the Bureau of Labor Statistics' 1986 guidelines entitled "A Brief Guide to Recordkeeping Requirements for Occupational Injuries and Illness," or the more comprehensive "Recordkeeping Guidelines For Occupational Injuries and Illnesses" (both published as OMB 1220-0029).

ENVIRONMENTAL AND EMPLOYEE HEALTH MONITORING RECORDS

When you do any type of environmental monitoring, such as air sampling, OSHA requires that you keep the results. If you test employees for exposure to hazards you must keep this information also. The publication "Access To Employee Exposure and Medical Records," 29 CFR 1910.20, tells you that employees and their representatives must be allowed to see and copy the records, and indicates how long the records must be kept.

RECORDS REQUIRED FOR SPECIFIC HAZARDS

OSHA has issued a number of standards specifying things that you must do when your business involves certain hazards. Often this includes testing employees and the workplace for signs of the hazard. When this is the case, the standard also tells how long you must keep the results of the tests. Three examples of this type of standard are the bloodborne pathogens standard, 29 CFR 1910.1030, the asbestos standard, 29 CFR 1910.1001(m), and the occupational noise exposure standard, 29 CFR 1910.95.

HAZARD COMMUNICATION

The Hazard Communication Standard addresses more than recordkeeping. It tells you how you must communicate to your employees and your community about the chemicals you use or make in your business. Because the standard requires that you keep certain documents and communicate certain information, we will discuss it here.

The standard says, among other things, that you must keep a list of all hazardous chemicals present at your worksites. You must have labels and signs to warn people about these chemicals. You must have material safety data sheets (MSDSs) for all hazardous chemicals. MSDSs provide information from the manufacturer about the ingredients and health effects of a chemical. In addition, employees must be trained about the chemicals to which they are exposed. The training must include information about what you are doing to protect employees and what they need to do to protect themselves. (See 29 CFR 1910.1200.)

INDIVIDUAL EMPLOYEE HEALTH RECORDS

Employee visits to the health office will generate records that should be kept in order to document what treatment is being provided and how the employee is responding. This data also can be analyzed by an occupational health professional seeking to uncover unrecognized hazards.

An important reminder: The confidentiality of individual employee health information is a fundamental concept of good occupational health practice. Moreover, your employees' legal rights to privacy extend to information that may be contained in their workplace health records. Therefore, access to these records should be controlled by health professionals who understand the requirements of confidentiality and the circumstances under which disclosure may be made. It is not proper for an employer to review individual employee health records. Should an employer wish to examine health information, for example, in order to spot injury or illness trends, this review must be limited to anonymous aggregate data. Such data can be compiled by the health professional who controls the individual employee records or by another person who is properly authorized to examine the records.
 

APPENDIX 10-3

QUALIFICATIONS OF OHDS PERSONNEL

Once you have decided which safety and health services you want to provide through your OHDS you need to decide who will provide the services. There are several factors to consider:

  • Your OHDS must be organized so that the personnel providing the services are not working alone when state law requires that they be supervised by a registered nurse or physician.
  • The occupational health professionals you use must have specialized, up-to-date training or experience in the methods of occupational health care.
  • You must choose whether to hire OHDS personnel as your own employees or whether to contract outside your company for their services.
OCCUPATIONAL HEALTH PROFESSIONALS

Occupational health professionals are medical doctors (MD), doctors of osteopathy (DO), and registered nurses (RN). They hold a license to practice their professions, and they are entitled to practice independently under this license, using the standard procedures described in Appendix 10-5.

Occupational Medicine Specialists. Occupational medicine specialists are medical doctors (MD) or doctors of osteopathy (DO) who have additional training or experience in the treatment of work-related illnesses and injuries. This training or experience can be acquired in different ways:

  • A number of universities offer residency programs that enable MDs and DOs to become board certified in occupational medicine through the American Board of Preventative Medicine.
  • Professionals graduating from schools of medicine or osteopathy before January 1, 1984, may qualify for board certification by the "alternative pathway." This involves a combination of education and practical experience in the field of occupational medicine.
  • Shorter programs, called mini-residencies, offer academic training in occupational medicine.
  • MDs and DOs can obtain advanced education in occupational medicine by taking continuing education courses.
  • There are MDs and DOs working in occupational medicine who have gained advanced knowledge through experience working in the field for extended periods.
A qualified occupational medicine specialist should be capable of performing or managing all the OHDS activities described in Appendix 10-1.

Occupational Health Nurses. Occupational health nurses are registered nurses (RN) who have received specialized training in occupational health. Like physicians with specialties in occupational medicine, occupational health nurses may gain this training through formal college programs, continuing education or experience working in the field. A registered nursing license allows nurses to perform many health evaluation and care functions independently. An occupational health nurse should be capable of performing or managing most of the OHDS activities described in Appendix 10-1.

Nurse Practitioners. Nurse Practitioners are registered nurses who have completed formal advanced training in physical assessment and the management of minor, stable illnesses and injuries. In most states, they are licensed or certified for advanced practice by state licensing boards. Nurse Practitioners perform many health evaluation and care activities independently. They perform physical exams; diagnose health problems using laboratory tests, x-rays or other tests; and treat employees who are ill or injured. In most states, Nurse Practitioners perform any other activities using written protocols developed collaboratively with a physician. Nurse practitioners can take additional training and specialize in the treatment of occupational illnesses and injuries. When working with standard procedures, nurse practitioners should be capable of performing all the OHDS program activities described in Appendix 10-1.

SUPPORT PERSONNEL

Support personnel can provide more limited services. They have received specific training and usually are certified or licensed by the educational institution where they received the training. Sometimes licensing or certification is granted by the state. The scope of practice for support personnel requires that they work under the supervision of licensed health professionals except when delivering first aid. Licensed vocational nurses (LVNs), licensed practical nurses (LPNs), emergency response personnel (sometimes called emergency medical technicians or EMTs), and first aid personnel are in this category.

Licensed Vocational and Licensed Practical Nurses. LVNs and LPNs are licensed by state agencies to perform certain health care activities. These include taking blood pressures and applying dressings. These persons must practice under the supervision of a physician or a registered nurse.

First Aid and Emergency Response Personnel. "First aiders" perform the function of first response. They provide temporary treatment until care of the ill or injured person can be transferred to someone with more advanced training. This includes performing treatments such as splinting and applying ice or pressure dressings, and also transporting the ill or injured. A person does not need a background of formal health care education to be trained in first aid and cardiopulmonary resuscitation (CPR). A certification in first aid usually is granted by training providers such as the American Red Cross after the student completes a standard curriculum and demonstrates competence. When employers assign first aid responsibilities to their employees, proper training, certification and regular updating of the instruction are important: even first aid techniques can be harmful when done incorrectly.

CPR sometimes is included in first aid courses, but a separate class may have to be taken. CPR is the act of providing temporary, life-sustaining artificial circulation and respiration when these functions have stopped. It is performed before and during the stricken person's transfer to a medical facility. As with first aid, persons completing CPR training are certified by the organization offering the training. CPR performed incorrectly can injure the person receiving it. When employers use employees as "first aiders" and expect them to perform CPR, the employees must be thoroughly trained, and this training must be updated at least annually.

WARNING: It is possible for persons rendering first aid or CPR to be exposed to the viruses that cause hepatitis B and AIDS. This is because the "first aider" can come in contact with body fluids, such as blood, that might contain these viruses. Because of this potential for exposure, all employees with first aid or CPR duties are covered by the full scope of OSHA's Bloodborne Pathogens standard, 29 CFR 1910.1030. The standard requires that an employer train these employees in how to protect themselves from potentially infectious body fluids. It also requires that the employer provide personal protective equipment, offer the hepatitis B vaccine, provide medical follow-up or any occupational exposure, and meet other requirements.

Emergency response personnel, sometimes called emergency medical technicians (EMTs), have received advanced training in first aid, CPR and other life support techniques. With certain restrictions, they can perform sophisticated emergency procedures and transport ill and/or injured people.

The OHDS should retain records of the original training, licenses, update courses and certification of all employees participating in the delivery of occupational health services, including first aid, CPR and/or emergency response activities. The Bloodborne Pathogens standard requires that all training records be kept for 3 years and that the records contain training dates, the content or a summary of the training, names and qualifications of trainers, and names and job titles of trainees.

Like other employees with first aid responsibilities, EMTs are covered by the full scope of OSHA's Bloodborne Pathogens standard.
 

APPENDIX 10-4

EVALUATING THE QUALIFICATIONS OF HEALTH CARE PROFESSIONALS

Whether you choose to employ professional health care personnel or to contract with outside vendors it is important to evaluate their qualifications. Remember that occupational health professionals are people selling a service. You should use the same smart consumer skills with physicians and registered nurses that you apply to anyone who is trying to sell you something.

Here are some questions to ask prospective professional health care providers:

  •  What type of training has the health care provider had?
     - Physicians:
Graduation date - note all degrees;
Request a copy of current MD or DO license;
Types of specialization certification;
Years of experience in occupational medicine; and
Titles of continuing education courses taken in the last two years.
 - Registered Nurses:
Graduation date - type of degree;
Graduate degrees;
Types of specialization certification;
Years of experience in occupational health;
Titles of continuing education courses taken in the last two years; and 
Copy of current RN license.
  • In what type of industries has the prospective health care provider had experience?
  • What kind of information does the prospective health care provider want to know about your business? A prospective health care provider should ask questions about the following:
    -Your work processes;
    -Your known or potential hazards;
    -Your facilities, type and location;
    -Number of employees;
    -Standards and/or regulations that apply in your business;
    -Health surveillance programs, current or past;
    -Collective bargaining contracts;
    -Any previously issued OSHA citations;
    -Existence and specifics of a safety and health policy;
    -Current method of providing OHDS services; and
    -Other health care providers involved in providing services.
  • What does this provider know about OSHA recordkeeping requirements?
  • Given the above information, what would this provider do to contribute to the improvement of your safety and health program?
  • Can this provider provide references?
  • Has there ever been an OSHA inspection in a facility with which this provider was associated? What was the outcome of that inspection?
APPENDIX 10-5

PROTOCOLS: ESTABLISHED STANDARDIZED PROCEDURES

Protocols are written, standardized plans for providing medical treatment. They are comparable to the standardized procedures that you already may use in some areas of your business, such as your system for maintaining accounts or servicing company equipment. Your OHDS needs a set of protocols: written procedures for treatment of work-related illness and injury, for response to emergency situations, for collection of data from health surveillance programs and for all the other activities of your medical program.

These standardized procedures are not meant to interfere with an occupational health professional's treatment of work-related injury and illness. They are aimed at ensuring the early detection of work-related health problems through consistent and thorough evaluation of employee health complaints.

Standardized procedures also promote the use of the most up-to-date therapies for work-related illness and injury. They are particularly important if you are using several contractors to provide your company's OHDS services, because they help ensure that all your employees receive the same type of care. (See Appendix 10-1 for ideas on how and when employers sometimes use contractors.) Even if company employees provide your OHDS services there still should be standardized procedures written for all health surveillance programs, health care and first aid. These standardized procedures should be communicated to all health care employees and subcontractors who provide treatment for your workers.

A Comprehensive Guide for Establishing an Occupational Health Service, published by the American Association of Occupational Health Nurses (AAOHN), includes information on developing protocols. To obtain a copy of this guide, contact AAOHN, 50 Lenox Point, NE., Atlanta, Georgia 30324, telephone 404/262-1162.

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